CISA Practice Questions: Information Systems Auditing Process Domain
Test your CISA knowledge with 10 practice questions from the Information Systems Auditing Process domain. Includes detailed explanations and answers.
CISA Practice Questions
Master the Information Systems Auditing Process Domain
Test your knowledge in the Information Systems Auditing Process domain with these 10 practice questions. Each question is designed to help you prepare for the CISA certification exam with detailed explanations to reinforce your learning.
Question 1
During an audit of a company's change management process, an IS auditor discovers that changes to critical systems are often implemented without proper documentation or approval. Which of the following should be the auditor's PRIMARY concern?
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Correct Answer: undefined
Explanation: The primary concern for an IS auditor should be the potential introduction of vulnerabilities due to unauthorized changes. This poses a significant security risk to the organization. While the other options are valid concerns, they are secondary to the immediate risk of system vulnerabilities.
Question 2
An IS auditor is reviewing an organization's risk management framework. Which of the following is the MOST important aspect to evaluate to ensure the framework's effectiveness?
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Correct Answer: undefined
Explanation: The most important aspect of a risk management framework is its alignment with the organization's strategic objectives. This ensures that risk management efforts support the overall goals and priorities of the organization. While having a comprehensive risk register, regular updates, and board approval are important, they are secondary to strategic alignment.
Question 3
An IS auditor is reviewing the backup and recovery procedures of a financial institution. Which of the following should the auditor consider the most critical factor for ensuring business continuity?
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Correct Answer: undefined
Explanation: Option C is correct because RTOs define the acceptable downtime for critical systems and directly impact the organization's ability to continue operations after a disruption. Option A is important for data currency but not as critical as RTOs. Option B is relevant for disaster recovery but not as directly related to business continuity as RTOs. Option D is a technical detail that does not directly impact continuity.
Question 4
During an audit of an organization's disaster recovery plan, an IS auditor finds that the plan has not been tested in over two years. What is the most significant risk associated with this finding?
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Correct Answer: undefined
Explanation: The most significant risk is that the organization may not recover in a timely manner after a disaster. Regular testing ensures that the plan is effective and that recovery can be achieved within the required timeframes. Option A is a concern but is secondary to recovery time. Option B is also important but is part of ensuring timely recovery. Option D is a compliance issue but does not directly impact recovery capability.
Question 5
During an audit of an organization's IT governance framework, an IS auditor finds that IT objectives are not aligned with business objectives. What should the auditor recommend first?
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Correct Answer: undefined
Explanation: Conducting a strategic alignment review is the first step to identify the gaps between IT and business objectives. This review will provide insights into the misalignment and help determine the necessary actions to achieve alignment. While a balanced scorecard, IT steering committee, and governance frameworks like COBIT are valuable tools, they should be considered after understanding the specific alignment issues.
Question 6
During an audit of an organization's software development life cycle (SDLC), an IS auditor finds that user acceptance testing (UAT) is not consistently documented. What is the MOST significant risk associated with this finding?
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Correct Answer: undefined
Explanation: The most significant risk of not documenting UAT is that the software may not meet user requirements and expectations, leading to potential operational issues and user dissatisfaction. While delays and non-compliance are possible consequences, they are not as directly impactful as the software failing to meet its intended purpose.
Question 7
During an audit of a company's data protection measures, you find that encryption keys are stored in the same database as the encrypted data. What should be your primary concern?
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Correct Answer: undefined
Explanation: The primary concern is unauthorized access to the encryption keys (B). Storing encryption keys in the same database as the encrypted data poses a significant security risk, as it could allow attackers to decrypt sensitive data if they gain access to the database. While an outdated algorithm (A), performance issues (C), and potential loss or corruption of keys (D) are valid concerns, they do not pose as immediate a threat as unauthorized access.
Question 8
An IS auditor is evaluating the business continuity plan (BCP) of an organization. Which of the following is the most critical factor to assess?
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Correct Answer: undefined
Explanation: The most critical factor to assess is the alignment of the BCP with the organization's risk appetite (D). This ensures that the plan is appropriate for the level of risk the organization is willing to accept. While testing frequency (A), documentation (B), and management involvement (C) are important, they are components that support the effectiveness of the BCP rather than its strategic alignment.
Question 9
During an audit of an organization's IT governance framework, an IS auditor notes that there is no formal process for aligning IT strategy with business objectives. What is the MOST significant risk of this observation?
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Correct Answer: undefined
Explanation: The most significant risk of not having a formal process for aligning IT strategy with business objectives is that IT investments may not support business goals. This misalignment can lead to wasted resources and missed opportunities for leveraging technology to drive business success. While options A, C, and D are potential risks, they are more specific and do not address the broader issue of strategic alignment.
Question 10
While auditing a software development project, you notice that the project lacks a formal risk management plan. What should be your primary recommendation?
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Correct Answer: undefined
Explanation: The primary recommendation should be to implement a formal risk management process immediately (A). This ensures that risks are identified, assessed, and managed throughout the project lifecycle, reducing the likelihood of project failures. Conducting a post-implementation review (B) is too late to manage risks proactively. Increasing status meetings (C) and focusing on quality standards (D) do not address the need for a structured approach to risk management.
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About CISA Certification
The CISA certification validates your expertise in information systems auditing process and other critical domains. Our comprehensive practice questions are carefully crafted to mirror the actual exam experience and help you identify knowledge gaps before test day.